Jan 28, 2025 · As algorithmic trading strategies, including high frequency trading (HFT) strategies, have grown more widespread in U.S. securities markets, the potential for these strategies to …

Scope of “Algorithmic Trading Strategy” Under the rule, an “algorithmic trading strategy” is an automated system that generates or routes orders (including sending orders for routing and …

Mar 26, 2015 · Executive Summary As algorithmic trading strategies, including high frequency trading (HFT) strategies (hereinafter referred to collectively as "algorithmic strategies"), have …

Jun 6, 2016 · Scope of "Algorithmic Trading Strategy" Under the rule, an "algorithmic trading strategy" is an automated system that generates or routes orders (including sending orders for …

Mar 19, 2015 · 8 Where a member engages a third-party to build an algorithmic trading strategy, the associated person directing the third-party in the design and development of the …

Where a member engages a third-party to build an algorithmic trading strategy, the associated person directing the third-party in the design and development of the algorithmic trading …

FINRA is here to guide you through the investment process so you can make smart financial decisions. We offer tips to help you manage your personal finances and set sound financial …

development of the algorithmic trading strategy or are not responsible for the day-to-day supervision or direction of others on the team.13 Under this scenario, the person on the …

May 20, 2025 · When investing, one significant decision you’ll need to make is whether you want to follow an active or a passive investment strategy. Learn more about factors to consider …

The Manipulative Trading section of the 2023 Report on FINRA’s Examination and Risk Monitoring Program (the Report) informs member firms’ compliance programs by providing …